US OTC Equities (Trades only) Enumerations#
FINRA reported trades for OTC instruments
The following fields have Enumerations:
LATE_REPORTED - Indicates whether a trade was reported late and/or outside normal trading hours
REASON_CODE - Reason for an instrument status update
SETTLEMENT_TERMS - Settlement terms associated with a trade
TRADE_TYPE - Type of trade
TRADING_STATUS - Indicates whether the instrument is subject to a halt or suspension
Enumeration ID |
Enumeration Description |
|---|---|
‘””’ |
Reported on time during regular hours |
T |
Reported on time outside hours |
U |
Reported late outside hours |
Z |
Reported late during regular hours |
Enumeration ID |
Enumeration Description |
|---|---|
‘””’ |
Unspecified |
1 |
Operational halt |
C13 |
Quoting resumed after EMC or MWCB |
C14 |
Trading resumed after EMC or MWCB |
D1 |
Security deleted from OTC equities |
H10 |
SEC trading suspension |
H11 |
Regulatory concern |
H12 |
SEC revocation |
T3 |
Trading resumed |
U1 |
Foreign market / regulatory halt |
U2 |
Component / derivative of halted security |
U3 |
Extraordinary events |
U4 |
Extraordinary market condition (EMC) |
U5 |
Market-wide circuit breaker (MWCB) |
Enumeration ID |
Enumeration Description |
|---|---|
@ |
Standard settlement |
C |
Cash |
N |
Next day |
R |
Seller |
Enumeration ID |
Enumeration Description |
|---|---|
‘””’ |
Regular trade |
I |
Odd lot trade |
P |
Prior reference price trade |
W |
Average price trade |
Enumeration ID |
Enumeration Description |
|---|---|
H |
Halted |
Q |
Quoting resumed |
T |
Trading resumed |
X |
Quoting + trading resumed |